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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-13 |
| TX | RA | APPROVED_RES | 2019-12-13 |
Branch Locations
1499 Berryessa Rd, San Jose, CA 95133 • United States
370 N Capitol Ave, San Jose, CA 95133 • United States
1705 Story Rd, Ste A, San Jose, CA 95122 • United States
2791 Story Road, San Jose, CA 95127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank N.A. | San Jose | CA | 09/2019 | 10/2020 |
| J.P. Morgan Securities Llc | San Jose | CA | 09/2019 | 10/2020 |
| Comerica Bank | Palo Alto | CA | 06/2019 | 08/2019 |
| Bank Of America | Los Altos | CA | 07/2011 | 04/2019 |
| Unemployed | Redwood City | CA | 05/2019 | 05/2019 |
| Jpmorgan Chase Bank N.A. | San Jose | CA | 11/2020 | 07/2021 |
| J.P. Morgan Securities Llc | San Jose | CA | 08/2021 | Present |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-09 |
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