Joseph Rossano

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Parsippany, NJ
• 05/2017 → 05/2018
  The Ayco Company, L.P.
  Latham, NY
• 08/2014 → 05/2019
  University At Albany, State University Of New York
  Albany, NY
• 02/2016 → 12/2016
  Days Inn
  Albany, NY
• 06/2018 → 08/2018
  The Brookside School
  Sea Girt, NJ
• 06/2019 → 08/2019
  Deloitte
  New York, NY
• 01/2021 → 12/2025
  Goldman Sachs & Co. Llc
  New York, NY
• 12/2025 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ
• 01/2026 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 2020-01-17 → 2023-08-31
  Goldman Sachs Wealth Services, L.P.
  Parsippany, NJ

Other Businesses

(1) NAME OF ENTITY: City of Hoboken, New Jersey ADDRESS: 94 Washington St, Hoboken, NJ 07030 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Institution START DATE: Aug 01, 2023 CAPACITY: Other DUTIES: Firefighter HOURS DEVOTED PER MONTH: 4 - 10 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4 - 10 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-02-12
• S66 Uniform Combined State Law Examination
  2020-01-08