Best Investors Account Sign in
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-01
  • CO RA
    APPROVED
    Since 2023-06-01

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Englewood, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 09/2019 Present
Tiaa-Cref Individual And Institutional Services, Llc Denver CO 09/2019 Present
Dr. Sarira Martin Dds Highlands Ranch CO 09/2018 08/2019
Peak Dental Group Denver CO 06/2017 07/2018
Slattery's Irish Pub Greenwood Village CO 08/2016 09/2017
  • 09/2019 → Present
    Tiaa
    Denver, CO
  • 09/2019 → Present
    Tiaa-Cref Individual And Institutional Services, Llc
    Denver, CO
  • 09/2018 → 08/2019
    Dr. Sarira Martin Dds
    Highlands Ranch, CO
  • 06/2017 → 07/2018
    Peak Dental Group
    Denver, CO
  • 08/2016 → 09/2017
    Slattery's Irish Pub
    Greenwood Village, CO
Other Businesses

USER TESTING POSITION: Tester NATURE: Third party platform to provide feedback to companies by real users so that companies can remove issues from products before the final launch. Companies vary - can be used by marketers, product managers, entrepreneurs, game developers, search engine experts, mobile app developers, designers, and e commerce. Examples include Walmart, Domino's Pizza, AllTrails, Capital One, Microsoft and lululemon. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2023 ADDRESS: 660 4th St 246, San Francisco CA 94107, United States DESCRIPTION: Online product and service testing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
S63 Uniform Securities Agent State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2023-05-31
  • S63 Uniform Securities Agent State Law Examination
    2019-11-01

View on SEC IAPD

More in Glendale, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor