Ziying Zhou

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fordham Univeristy	New York	NY	01/2017	08/2019
Queens University Of Charlotte	Charlotte	NC	08/2020	08/2021
Northwestern Mutual Investment Services Llc	Austin	TX	01/2022	12/2022
Queensborough Community College	New York	NY	09/2013	12/2016
Jp Morgan Chase	Charlotte	NC	09/2019	04/2020
Bank Of America Merrill Lynch	Charlotte	NC	04/2020	08/2020
Siemens Energy	Charlotte	NC	02/2021	08/2021
University Of The Cumberlands	Williamsburg	KY	09/2021	08/2023
Tcg Advisors, Llc A Hub International Company	Austin	TX	01/2023	09/2023
Hightower Advisors	Chicago	IL	09/2023	11/2023
Cerity Partners Llc	New York	NY	01/2024	07/2024
Prospera Financial Services	Dallas	TX	08/2024	Present

2024-02-27 → 2024-07-22

Cerity Partners Llc

New York, NY

Mill Valley, CA
2023-09-21 → 2023-11-09

Hightower Advisors, Llc

Chicago, IL

Dallas, TX
2023-02-13 → 2023-03-30

Hub Investment Partners, Llc

Austin, TX
2022-04-01 → 2022-06-20

Northwestern Mutual Investment Services, Llc

Austin, TX
2022-01-06 → 2022-02-17

Northwestern Mutual Investment Services, Llc

New York, NY
2020-07-28 → 2020-09-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-27

Other Firms