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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

4240 Duncan Ave St 200, St Louis, MO 63110 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 10/2019 08/2023
Securian Financial Services Inc St. Paul MN 10/2019 08/2023
Cri Securities Llc St. Louis MO 10/2019 10/2021
North Star Resource Group St. Louis MO 10/2019 Present
Deca Realty Company Saint Louis MO 07/2017 08/2019
University Of Missouri, St. Louis Saint Louis MO 01/2017 05/2019
Macy's Inc. Saint Louis MO 06/2016 07/2017
St. Louis Community College - Meramec Saint Louis MO 08/2016 12/2016
Cetera Wealth Services, Llc St Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cbc Hockey, St Louis MO 09/2024 Present
  • 10/2019 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/2019 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 10/2019 → 10/2021
    Cri Securities Llc
    St. Louis, MO
  • 10/2019 → Present
    North Star Resource Group
    St. Louis, MO
  • 07/2017 → 08/2019
    Deca Realty Company
    Saint Louis, MO
  • 01/2017 → 05/2019
    University Of Missouri, St. Louis
    Saint Louis, MO
  • 06/2016 → 07/2017
    Macy's Inc.
    Saint Louis, MO
  • 08/2016 → 12/2016
    St. Louis Community College - Meramec
    Saint Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
  • 09/2024 → Present
    Cbc Hockey,
    St Louis, MO
Previous Registrations
  • 2019-11-25 → 2023-08-10
    Securian Financial Services, Inc.
    St Louis, MO
    St. Paul, MN
  • 2019-11-27 → 2021-10-28
    Cri Securities, Llc
    St Louis, MO
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE - FIXED INSURANCE & EMPLOYEE BENEFITS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/09/2019 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside carriers, . *Individual Registered Reps with P&C Licenses fill out a separate OBA disclosures specific to that activity. 2. NAME OF OTHER BUSINESS: CBC HOCKEY, INVESTMENT RELATED: NO, ADDRESS: 1850 DE LA SALLE DR, ST LOUIS, MO 63141, NATURE OF BUSINESS: HIGH SCHOOL JV HOCKEY CLUB, START DATE:09/2024, POSITION/TITLE/RELATIONSHIP: ASSISTANT HOCKEY COACH, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP YOUNG MEN GET BETTER ON AND OFF THE ICE; 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ELEVATION VIEW WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
  • S66 Uniform Combined State Law Examination
    2019-11-25

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