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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-08 |
| TX | RA | APPROVED | 2023-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2019 | Present |
| Davidson College | Davidson | NC | 08/2015 | 05/2019 |
| Holt Ilsan Center | Gyeonggi-Do | 06/2018 | 08/2018 | |
| Davidson College Center For Career Development | Davidson | NC | 01/2017 | 05/2019 |
| Ymca Of Greater Charlotte | Cornelius | NC | 06/2017 | 08/2017 |
| Unemployed | Proctorville | OH | 05/2019 | 09/2019 |
| Self-Employed | Monroe | NC | 05/2020 | Present |
| Self Employed | San Francisco | CA | 10/2020 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2019 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2023 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: MONROE, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH UBER START DATE: 05/2020 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SAN FRANCISCO, CA NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH LYFT START DATE: 10/2020 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-11 |
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