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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED | 2023-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2019 | 02/2023 |
| Teksystems, Inc. | Tempe | AZ | 06/2019 | 09/2019 |
| Teksystems, Inc. | Tempe | AZ | 05/2018 | 06/2019 |
| Northern Arizona University | Flagstaff | AZ | 08/2014 | 05/2018 |
| Rack Room Shoes | Flagstaff | AZ | 08/2016 | 12/2017 |
| Morgan Stanley | Tempe | AZ | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-18 |
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