Michelle Le Nguyen

Goldman Sachs Wealth Services, L.P.

CRD 7176161

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-01-03

NY RA
APPROVED

Since 2023-01-03

Branch Locations

Brooklyn, NY • United States

200 West Street, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co. Llc	New York	NY	09/2019	Present
Ernst & Young	New York	NY	01/2018	08/2019
N/A	Weedsport	NY	06/2017	12/2017
Suny - Oneonta - New York	Oneonta	NY	08/2012	05/2017

09/2019 → Present

Goldman Sachs & Co. Llc

New York, NY
01/2018 → 08/2019

Ernst & Young

New York, NY
06/2017 → 12/2017

N/A

Weedsport, NY
08/2012 → 05/2017

Suny - Oneonta - New York

Oneonta, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-19
S63	Uniform Securities Agent State Law Examination	2019-12-14

S66 Uniform Combined State Law Examination

2022-12-19
S63 Uniform Securities Agent State Law Examination

2019-12-14

Other Names

Michelle Le Nguyen

View on SEC IAPD

More in Brooklyn, NY

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