Alan Shimizu

Current Employers

Employment History

• 01/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 09/2019 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 09/1993 → 08/2019
  Sierra Nursery Sales
  Loomis, CA
• 02/2020 → Present
  Bank Of America, N.A.
  Walnut Creek, CA

Other Businesses

I*448502For profit or not for profit: Entity For ProfitName of outside business organization: SYM Ventures LLCInvestment related: NAddress of business: Fullerton, California, 92833Nature of business: ["Limited Liability Company"]Position, title, association: ["Treasurer","Other"], Start date of relationship: 5/26/2015Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Family Held, SYM Ventures LLC owns, rents and manages property I*135423For profit or not for profit: For-Profit OrganizationName of outside business organization: SYM Ventures LLCInvestment related: Address of business: Fullerton, California 92833Nature of business: LLC,Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 5/26/2015Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: SYM Ventures LLC owns, rents and manages property I*3599280Entity Type: N/AName of OBA: THE S REVOCABLE TRUSTAddress: Carmichael, California, 95608Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 06/10/2010Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Spouse I*3670265, Entity Type: , Name of OBA: The S Revocable Trust, Address: Carmichael, California, 95608, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 06/10/2010, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-11-30