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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-04-30 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2020-12-17 |
| CA | RA | APPROVED | 2020-12-16 |
Branch Locations
Albuquerque, NM • United States
1030 Nevada St Ste 203, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Santa Fe | NM | 10/2003 | 09/2019 |
| Voya Financial Advisors, Inc. | Albuquerque | NM | 09/2019 | Present |
| Voya Retirement Advisors | Albuquerque | NM | 04/2021 | Present |
NAME OF ENTITY:Duke City Lacrosse; No; P.O. Box 20711; Albuquerque; NM; 87154; Coaching Lacrosse; Assistant Coach; 5/17/2021; 40; 0; Instruction/ mentoring youth lacrosse skills|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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