Matthew Hepola

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-04-12
MN	RA	APPROVED	2022-04-01

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Minneapolis	MN	10/2020	Present
Morgan Stanley	Minneapolis	MN	10/2019	07/2020
University Of Minnesota	Minneapolis	MN	01/2016	12/2019
Unemployed	Minneapolis	MN	07/2020	10/2020
Sunburst Chemicals	Bloomington	MN	06/2018	08/2018

10/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN
10/2019 → 07/2020

Morgan Stanley

Minneapolis, MN
01/2016 → 12/2019

University Of Minnesota

Minneapolis, MN
07/2020 → 10/2020

Unemployed

Minneapolis, MN
06/2018 → 08/2018

Sunburst Chemicals

Bloomington, MN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-31