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Crystal Nicole Welch

LPl Financial LLC

Tyler, TX

CRD 7175705

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

1042 Asher Way Ste 100, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Jay Distributing Flint TX 02/2010 09/2019
Ubs Financial Services Inc. Tyler TX 09/2019 08/2024
Lpl Financial Llc Tyler TX 08/2024 Present
Previous Registrations
Other Businesses

1) 09/2024 - Clifford Lewis Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12

View on SEC IAPD

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