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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-22 |
| TX | RA | APPROVED_RES | 2020-10-21 |
Branch Locations
215 N Westmonte Drive, Altamonte Springs, FL 32714 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Overton Financial Group | Orlando | FL | 03/2008 | Present |
| Voya Financial Advisors, Inc. | Orlando | FL | 09/2014 | 10/2020 |
| Lpl Financial Llc | Orlando | FL | 10/2020 | Present |
1)10/21/2020- Overton Advisory Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Orlando, FL- start date 9/25/19- 100% 2)10/21/2020- Overton Advisory Group- Non-Variable Insurance- Agent selling Universal Life insurance- Inv. Related- Orlando, FL- start date 4/25/2005- 30 hrs/tmh 3)10/21/2020- Overton Financial Group- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Orlando, FL- start date 4/1/2008- 160hrs/mth 4)10/21/2020- Real Estate Rental-Harry B Overton- Owner- Inv. Related -Orlando, FL- start date 9/21/2018- 1hr/mth 5)1/24/2022 - Synergy Wealth Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). - Start Date: 1/20/2022 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-12 |
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