Fernando A Rosa

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-31
CT	RA	APPROVED	2021-08-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citizens Bank	New Haven	CT	08/2019	04/2021
People's United Bank	Bridgeport	CT	09/2016	08/2019
Also Shoes	Bridgeport	CT	07/2015	09/2016
Citizens Securities Inc.	New Haven	CT	08/2019	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Westport	CT	06/2021	Present
Housatonic Community College	Bridgeport	CT	08/2013	12/2016
Western Connecticut State University	Danbury	CT	01/2017	12/2018
Bank Of America, N.A.	Westport	CT	09/2021	Present

08/2019 → 04/2021

Citizens Bank

New Haven, CT
09/2016 → 08/2019

People's United Bank

Bridgeport, CT
07/2015 → 09/2016

Also Shoes

Bridgeport, CT
08/2019 → 04/2021

Citizens Securities Inc.

New Haven, CT
06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westport, CT
08/2013 → 12/2016

Housatonic Community College

Bridgeport, CT
01/2017 → 12/2018

Western Connecticut State University

Danbury, CT
09/2021 → Present

Bank Of America, N.A.

Westport, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-02
S63	Uniform Securities Agent State Law Examination	2019-10-15

Other Firms