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Nickolas Ray Walker

Edward Jones

Carlsbad, NM

CRD 7174800

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-17
NM RA APPROVED 2020-02-21
  • TX RA
    APPROVED
    Since 2020-04-17
  • NM RA
    APPROVED
    Since 2020-02-21

Branch Locations

1204 W Pierce St, Carlsbad, NM 88220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2019 Present
Java Nicks Coffee Hut Carlsbad NM 10/2015 Present
Western Commerce Bank Carlsbad NM 04/2018 07/2018
Kingdom Mattresses Carlsbad NM 07/2018 Present
  • 09/2019 → Present
    St Louis, MO
  • 10/2015 → Present
    Java Nicks Coffee Hut
    Carlsbad, NM
  • 04/2018 → 07/2018
    Western Commerce Bank
    Carlsbad, NM
  • 07/2018 → Present
    Kingdom Mattresses
    Carlsbad, NM
Other Businesses

"Java Nicks Coffee Hut Type of business: Coffee Shop Carlsbad, NM Start date: 10/27/2015 Owner Hours per week: 40 Hours during trading: 40 Payroll Scheduling Inventory Marketing" **** "Kingdom Mattresses Type of business: Wholesale Mattress Store Carlsbad, NM Start date: 7/1/2018 Owner Hours per week: 40 Hours during trading: 40 Inventory Marketing Salesman" **** "BlackHorn Guide Service Type: Hunting Outfitter Date: 01/01/23 Title: Guide Trad Hrs: 1 Tot Hrs: 1 Desc: guide hunters, aid in guiding other hunters City-State: Artesia NM" **** "Brugman Outfitting Type: Hunting Date: 01/01/24 Title: Guide Trad Hrs: 1 Tot Hrs: 1 Desc: Guiding clients of Brugman Outfitting for desired species. (Deer, Elk, Sheep, etc.) City-State: Carlsbad NM"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-19
  • S66 Uniform Combined State Law Examination
    2020-02-19
Other Names
  • Nickolas Ben Villa

View on SEC IAPD

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