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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-04-13
  • TN RA
    APPROVED
    Since 2021-04-13

Branch Locations

315 Deaderick Street Suite 500, Nashville, TN 37238 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2019 11/2020
Reliance First Capital Llc Franklin TN 10/2018 09/2019
Commercial Bank & Trust Company Paris TN 04/2017 09/2018
Mckenzie Banking Company/Foundation Bank Paris TN 10/2013 04/2017
Ubs Financial Services Inc. Nashville TN 12/2020 Present
  • 11/2019 → 11/2020
    St Louis, MO
  • 10/2018 → 09/2019
    Reliance First Capital Llc
    Franklin, TN
  • 04/2017 → 09/2018
    Commercial Bank & Trust Company
    Paris, TN
  • 10/2013 → 04/2017
    Mckenzie Banking Company/Foundation Bank
    Paris, TN
  • 12/2020 → Present
    Nashville, TN
Previous Registrations
  • 2019-11-26 → 2020-12-02
    St Louis, MO
    Nashville, TN
    Nashville, TN
    Franklin, TN
Other Businesses

NAME OF OTHER BUSINESS:Boyd Holding Company, LLC / INVESTMENT RELATED?: Y / ADDRESS: 6006 Sterling Street,Nashville / NATURE OF THE BUSINESS:This is an LLC where I am the sole owner and holds business assets. This was started to hold rental property that has since been sold on a mortgage note. The activities involved are filling out general paperwork and filing taxes/legal documentation yearly. The name was changed from KenTenn Properties, LLC to Boyd Holding Company, LLC. / POSITION: Proprietor / owner/ DUTIES:This is an LLC where I am the sole owner and holds business assets. This was started to hold rental property that has since been sold on a mortgage note. The activities involved are filling out general paperwork and filing taxes/legal documentation yearly. The name was changed from KenTenn Properties, LLC to Boyd Holding Company, LLC. / START DATE: 5/4/2016 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2019-11-22

View on SEC IAPD

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