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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-20
  • TX RA
    APPROVED
    Since 2025-06-20

Branch Locations

Houston, TX • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2019 06/2025
Independent Consultant, Branding And Marketing Houston TX 01/2007 09/2019
Ecolab Sugar Land TX 12/2017 04/2019
Lpl Financial Houston TX 06/2025 Present
  • 09/2019 → 06/2025
    St Louis, MO
  • 01/2007 → 09/2019
    Independent Consultant, Branding And Marketing
    Houston, TX
  • 12/2017 → 04/2019
    Ecolab
    Sugar Land, TX
  • 06/2025 → Present
    Lpl Financial
    Houston, TX
Previous Registrations
  • 2019-11-26 → 2025-06-23
    St Louis, MO
    Houston, TX
    Friendswood, TX
    Houston, TX
    Houston, TX
Other Businesses

1. Start Date: 06/20/2025 - Rasberry Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - Houston TX 77062 - 160 Hrs/Mth - 8 Hrs During Trading - Time Spent: 100

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2019-11-22

View on SEC IAPD

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