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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-09-02 |
Branch Locations
10025 Investment Dr Ste 150, Knoxville, TN 37932 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Oak Ridge | TN | 09/2019 | Present |
| University Of Tennessee | Knoxville | TN | 08/2016 | 05/2020 |
| Beaty Chevrolet | Knoxville | TN | 05/2018 | 07/2018 |
Business Ownership; Promised Growth; Co-owner; Social Media creation and posting. (Marketing); 1003 W Ash St, , Lafollette, TN, 37766; Not Investment-Related; 07/20/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-03 |
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