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Phillip Joseph Lux

Stifel, Nicolaus & Company, Incorporated

Frontenac, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-05-18
TX RA APPROVED 2026-05-18
  • MO RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-18

Branch Locations

2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Frontenac MO 05/2026 Present
University Of Missouri Columbia MO 08/2014 07/2019
Stifel Independent Advisors, Llc Saint Louis MO 09/2019 05/2026
Bass Pro Shops Columbia MO 05/2016 09/2016
Etched In Stone Saint Louis MO 05/2017 08/2017
Rise On 9Th Columbia MO 05/2018 01/2019
Stifel Financial St. Louis MO 01/2026 05/2026
  • 05/2026 → Present
    Stifel, Nicolaus & Company, Incorporated
    Frontenac, MO
  • 08/2014 → 07/2019
    University Of Missouri
    Columbia, MO
  • 09/2019 → 05/2026
    Stifel Independent Advisors, Llc
    Saint Louis, MO
  • 05/2016 → 09/2016
    Bass Pro Shops
    Columbia, MO
  • 05/2017 → 08/2017
    Etched In Stone
    Saint Louis, MO
  • 05/2018 → 01/2019
    Rise On 9Th
    Columbia, MO
  • 01/2026 → 05/2026
    Stifel Financial
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2022-04-04
Other Names
  • Phillip Joseph Lux
  • Phillip Lux

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO

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