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Erica L Espinola

Wells Fargo Clearing Services, LLC

Palm Desert, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-14
NY RA APPROVED 2022-04-25
CA RA APPROVED 2022-04-22
  • TX RA
    APPROVED
    Since 2024-03-14
  • NY RA
    APPROVED
    Since 2022-04-25
  • CA RA
    APPROVED
    Since 2022-04-22

Branch Locations

74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Indian Wells CA 07/2011 04/2022
Wells Fargo Clearing Services, Llc Palm Desert CA 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-03
  • S66 Uniform Combined State Law Examination
    2005-10-03
Other Names
  • Erica Leigh Espinola

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

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