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Yifan Zuo O'COnnor

J.P. Morgan Securities LLC

Leander, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-27
NV RA APPROVED 2022-12-01
  • TX RA
    APPROVED
    Since 2024-08-27
  • NV RA
    APPROVED
    Since 2022-12-01

Branch Locations

651 N Us Hwy 183, Bldg D, Leander, TX 78641 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase Bank, N.A. Las Vegas NV 08/2019 Present
J. P. Morgan Securities Llc Las Vegas NV 08/2019 Present
J.P. Morgan Chase N.A. Las Vegas NV 04/2017 Present
Bank Of America Las Vegas NV 02/2016 04/2017
Bank Of America Las Vegas NV 07/2014 04/2017
  • 08/2019 → Present
    J.P. Morgan Chase Bank, N.A.
    Las Vegas, NV
  • 08/2019 → Present
    J. P. Morgan Securities Llc
    Las Vegas, NV
  • 04/2017 → Present
    J.P. Morgan Chase N.A.
    Las Vegas, NV
  • 02/2016 → 04/2017
    Bank Of America
    Las Vegas, NV
  • 07/2014 → 04/2017
    Bank Of America
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-11
  • S66 Uniform Combined State Law Examination
    2019-12-11
Other Names
  • Yifan Zuo
  • Katie Z. O'COnnor
  • Yifan Z O'COnnor
  • Katie Z O'COnnor
  • Yifan O'COnnor

View on SEC IAPD

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