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Raul Rodriguez

Signal Advisors Wealth, LLC

Detroit, MI

Northlake, TX

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Current Employers
Signal Advisors Wealth, Llc

1555 Broadway St, Detroit, MI 48226 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-24
  • TX RA
    APPROVED
    Since 2025-02-24

Branch Locations

1555 Broadway St, Detroit, MI 48226 • United States

Northlake, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 08/2019 10/2021
Waterfleet, Llc San Antonio TX 01/2019 08/2019
Southwest Airlines Dallas TX 05/2016 12/2018
U.S. Marine Corps Nas Jrb Fort Worth TX 04/2011 02/2020
Robinhood Financial Llc Westlake TX 10/2021 07/2022
Capital Advisors, Inc. Tulsa OK 07/2022 03/2023
Compound Advisers, Inc New York NY 03/2023 10/2023
Compound Planning New York NY 10/2023 02/2025
Signal Advisors Wealth, Llc Detroit MI 02/2025 Present
  • 08/2019 → 10/2021
    J.P. Morgan Securities Llc
    Plano, TX
  • 01/2019 → 08/2019
    Waterfleet, Llc
    San Antonio, TX
  • 05/2016 → 12/2018
    Southwest Airlines
    Dallas, TX
  • 04/2011 → 02/2020
    U.S. Marine Corps
    Nas Jrb Fort Worth, TX
  • 10/2021 → 07/2022
    Robinhood Financial Llc
    Westlake, TX
  • 07/2022 → 03/2023
    Capital Advisors, Inc.
    Tulsa, OK
  • 03/2023 → 10/2023
    Compound Advisers, Inc
    New York, NY
  • 10/2023 → 02/2025
    Compound Planning
    New York, NY
  • 02/2025 → Present
    Signal Advisors Wealth, Llc
    Detroit, MI
Previous Registrations
  • 2023-10-20 → 2025-01-07
    Compound Planning, Inc.
    Northlake, TX
    New York, NY
  • 2023-03-28 → 2023-11-27
    Compound Advisers, Inc.
    Northlake, TX
    San Francisco, CA
  • 2022-08-05 → 2023-02-16
    Capital Advisors, Inc.
    Frisco, TX
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-09
S63 Uniform Securities Agent State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2021-10-09
  • S63 Uniform Securities Agent State Law Examination
    2019-11-22
Other Names
  • Raul Rodriguez
  • Raul Rodriguez
  • Rod Rodriguez

View on SEC IAPD

Other Firms

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DETROIT VENTURE PARTNERS LP
ASSEMBLY VENTURES SELECT MANAGEMENT, LLC
THE HUNTINGTON INVESTMENT COMPANY
M HOLDINGS SECURITIES, INC.
UBS FINANCIAL SERVICES INC.
REHMANN WEALTH

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James Michael Morris
LASHAE MAURICE MCMILLAN
Jesse Dean Grutz
Chae Hui Kyle
RANDALL J. CASHMORE
JENNIFER OLANO RAMOS
Alan Lee Crouse
Jason Rindskopf

Other Offices

ROCKBRIDGE GROWTH EQUITY MANAGEMENT, L.P. · DETROIT, MI
ASSEMBLY VENTURES MANAGEMENT, LLC · DETROIT, MI
DETROIT VENTURE PARTNERS LP · DETROIT, MI
ASSEMBLY VENTURES SELECT MANAGEMENT, LLC · DETROIT, MI
THE HUNTINGTON INVESTMENT COMPANY · Detroit, MI
M HOLDINGS SECURITIES, INC. · Detroit, MI
UBS FINANCIAL SERVICES INC. · Detriot, MI
REHMANN WEALTH · Detroit, MI

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