Best Investors
Account
Sign in
Best Investors
Account
Sign in
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-10-24 |
| KY | RA | APPROVED | 2022-10-03 |
| WI | RA | APPROVED | 2021-10-28 |
| OR | RA | APPROVED | 2020-06-03 |
| SD | RA | APPROVED | 2020-01-24 |
| DE | RA | APPROVED | 2019-08-22 |
| AZ | RA | APPROVED | 2019-02-12 |
| UT | RA | APPROVED | 2019-02-11 |
| ID | RA | APPROVED | 2019-02-06 |
| IL | RA | APPROVED | 2019-02-06 |
| MO | RA | APPROVED | 2019-02-06 |
| TX | RA | APPROVED | 2019-02-06 |
| NV | RA | APPROVED | 2017-11-21 |
| CA | RA | APPROVED | 2017-11-07 |
Branch Locations
23548 Calabasas Rd., Ste 107, Calabasas, CA 91302 • United States
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knapp Estate | Calabasas | CA | 06/1998 | Present |
| National Planning Corp | Calabasas | CA | 10/1999 | 11/2017 |
| Tcfg Wealth Management, Llc | Laguna Niguel | CA | 10/2017 | Present |
| Tcfg Investment Advisors, Llc | Laguna Niguel | CA | 10/2017 | Present |
| Tcfg Insurance Solutions, Llc | Laguna Niguel | CA | 10/2017 | Present |
| Knapp Financial Advisors;DBA, 23548 Calabasas Rd, Suite 107, Calabasas, CA 91302 | | Income Tax Preparation Service, Prepare Federal and State Tax Returns, 10% time spent | | Various Insurance Companies, Agent, Life Insurance/Annuities Sales, 10% time spent | | Notary, not securities related | | TCFG Investment Advisors, LLC, Investment Related, 28202 Cabot Road, Ste 300, Laguna Niguel, CA 92677, RIA, IA Representative, 10/2017, 80 hours, RIA services | | TCFG Insurance Solutions, LLC, Non-Investment related, 28202 Cabot Road, Ste 300, Laguna Niguel, CA 92677, Agency, Agent, 10/2017, 10 hours, Insurance Sales |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
Reach out to this advisor