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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 09/2019 | Present |
| Brilliant | Chicago | IL | 06/2017 | 09/2019 |
| Enterprise Holdings | Chicago | IL | 03/2016 | 06/2017 |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2022 | Present |
Name: Ganon's Pub Position: Bartender Nature: Serving customers drinks/food Investment Related: No Hours: 8 hours Securities Trading Hours: 0 Start Date: 8/18/2024 Address: 4264 N Lincoln Ave, Chicago, IL 60618 Description: Serve drinks and food to customers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-30 |
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