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Cody James Catron

Tiaa-Cref Individual & Institutional Services, LLC

Lewisville, TX

Frisco, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
VT RA APPROVED 2025-08-14
TX RA APPROVED 2024-08-21
  • AL RA
    APPROVED
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED
    Since 2024-08-21

Branch Locations

Lewisville, TX • United States

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 08/2019 03/2022
Wells Fargo West Des Moines IA 06/2016 08/2019
Vanguard Marketing Corporation Scottsdale AZ 03/2022 08/2024
Vanguard Advisers, Inc. Plano TX 03/2022 08/2024
Tiaa Frisco TX 08/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-22
S63 Uniform Securities Agent State Law Examination 2019-11-06
  • S66 Uniform Combined State Law Examination
    2019-12-22
  • S63 Uniform Securities Agent State Law Examination
    2019-11-06
Other Names
  • Cody J Catron
  • Cody Catron

View on SEC IAPD

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