Michael Okeefe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-17
TX	RA	APPROVED_RES	2020-07-31
RI	RA	APPROVED	2020-07-14

NY RA
APPROVED

Since 2026-07-17
TX RA
APPROVED_RES

Since 2020-07-31
RI RA
APPROVED

Since 2020-07-14

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	09/2019	Present
International Tennis Hall Of Fame	Newport	RI	09/2017	09/2019
United Natural Foods, Inc.	Providence	RI	05/2017	08/2017
Aaa	Providence	RI	08/2016	02/2017
Alan Gray, Llc	Boston	MA	02/2017	03/2017
Rhode Island College	Providence	RI	09/2014	06/2017
Bank Of America, N.A.	Lincoln	RI	08/2021	Present

09/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
09/2017 → 09/2019

International Tennis Hall Of Fame

Newport, RI
05/2017 → 08/2017

United Natural Foods, Inc.

Providence, RI
08/2016 → 02/2017

Aaa

Providence, RI
02/2017 → 03/2017

Alan Gray, Llc

Boston, MA
09/2014 → 06/2017

Rhode Island College

Providence, RI
08/2021 → Present

Bank Of America, N.A.

Lincoln, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-08

S66 Uniform Combined State Law Examination

2020-07-08

Other Names

Michael Patrick O'KEefe
Patrick O'KEefe
Pat O'KEefe

View on SEC IAPD

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