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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-06-09 |
Branch Locations
900 E 96Th Street, Suite 125, Indianapolis, IN 46240 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Butler University | Indianapolis | IN | 05/2010 | 12/2019 |
| Thrivent Financial | Appleton | WI | 01/2020 | 12/2020 |
| Thrivent Investment Management Inc | Indianapolis | IN | 06/2020 | 07/2020 |
| Thrivent Financial | Appleton | WI | 12/2020 | 05/2021 |
| Lpl Financial, Llc | Indianapolis | IN | 06/2021 | Present |
| Global Retirement Partners, Llc | Indianapolis | IN | 06/2021 | Present |
1. 6/15/2021 - Global Retirement Partners - DBA: (Hybrid) CSI Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 6/7/2021 - 160 Hours Per Month. 2. 6/15/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 6/7/2021 - 160 Hours Per Month - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/23/2021 - CSI ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 06/02/2022 - Global Retirement Partners - DBA: CSi Advisory Services a division of HUB Internatio - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading. 5. 06/02/2022 - HUB International - DBA: CSi Advisory Services a division of HUB Internatio - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading. 6. 06/07/2022 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading. 7. 06/07/2022 - CSi Advisory Services a division of HUB International - Invesment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading. 8. 06/07/2022 - HUB International - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading. 9. 08/12/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Other - Accommodation Broker Dealer - HUB INTERNAT - Investment Related - At Reported Business Location(s) - Start Date 06/01/2022 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-02 |
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