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Nicholas Anthony Sgroi

Fidelity Institutional Wealth Adviser LLC

Jersey City, NJ

New York, NY

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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-13
  • NJ RA
    APPROVED
    Since 2023-09-13

Branch Locations

499 Washington Blvd, Jersey City, NJ 07310-1995 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Villanova University Villanova PA 08/2015 06/2019
Lpl Financial Llc East Greenbush NY 09/2019 11/2019
Fidelity Investments Smithfield RI 11/2019 Present
  • 08/2015 → 06/2019
    Villanova University
    Villanova, PA
  • 09/2019 → 11/2019
    Lpl Financial Llc
    East Greenbush, NY
  • 11/2019 → Present
    Fidelity Investments
    Smithfield, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-12
S63 Uniform Securities Agent State Law Examination 2019-12-27
  • S66 Uniform Combined State Law Examination
    2023-09-12
  • S63 Uniform Securities Agent State Law Examination
    2019-12-27
Other Names
  • Nicholas Anthony Sgroi
  • Nicholas Sgroi

View on SEC IAPD

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