Jordan Frederick Hoerter

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 09/2019
  Associated Bank
  Wausau, WI
• 09/2019 → 08/2026
  Morgan Stanley Smith Barney Llc
  Oak Brook, IL
• 09/2019 → 08/2026
  Morgan Stanley Private Bank, N.A.
  Oak Brook, IL
• 08/2026 → Present
  Rbc Capital Markets, Llc
  Wacker, IL

Previous Registrations

• 2020-01-01 → 2026-08-10
  Morgan Stanley
  Madison, WI
  Waukesha, WI
  Sheboygan, WI
  Green Bay, WI
  Minocqua, WI
  Milwaukee, WI
  Middleton, WI
  Mequon, WI
  Appleton, WI
  Orland Park, IL
  Lisle, IL
  Geneva, IL
  Oak Brook, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2019-12-30