Jordan Frederick Hoerter

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2026-08-26
TX	RA	APPROVED	2026-08-21
IL	RA	APPROVED	2026-08-17

VI RA
APPROVED

Since 2026-08-26
TX RA
APPROVED

Since 2026-08-21
IL RA
APPROVED

Since 2026-08-17

Branch Locations

Chicago, IL • United States

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Associated Bank	Wausau	WI	10/2010	09/2019
Morgan Stanley Smith Barney Llc	Oak Brook	IL	09/2019	08/2026
Morgan Stanley Private Bank, N.A.	Oak Brook	IL	09/2019	08/2026
Rbc Capital Markets, Llc	Wacker	IL	08/2026	Present

10/2010 → 09/2019

Associated Bank

Wausau, WI
09/2019 → 08/2026

Morgan Stanley Smith Barney Llc

Oak Brook, IL
09/2019 → 08/2026

Morgan Stanley Private Bank, N.A.

Oak Brook, IL
08/2026 → Present

Rbc Capital Markets, Llc

Wacker, IL

Previous Registrations

2020-01-01 → 2026-08-10

Morgan Stanley

Madison, WI

Waukesha, WI

Sheboygan, WI

Green Bay, WI

Minocqua, WI

Milwaukee, WI

Middleton, WI

Mequon, WI

Appleton, WI

Orland Park, IL

Lisle, IL

Geneva, IL

Oak Brook, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-30

S66 Uniform Combined State Law Examination

2019-12-30

View on SEC IAPD

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