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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-05-26 |
| ME | RA | APPROVED | 2026-01-12 |
| DE | RA | APPROVED | 2025-07-23 |
| MN | RA | APPROVED | 2025-07-07 |
| AL | RA | APPROVED | 2025-05-06 |
| NV | RA | APPROVED | 2025-02-13 |
| IA | RA | APPROVED | 2025-01-03 |
| OH | RA | APPROVED | 2024-08-26 |
| KY | RA | APPROVED | 2024-02-27 |
| WA | RA | APPROVED | 2024-01-03 |
| NH | RA | APPROVED | 2023-10-06 |
| RI | RA | APPROVED | 2023-05-08 |
| IN | RA | APPROVED | 2023-05-01 |
| UT | RA | APPROVED | 2023-05-01 |
| AZ | RA | APPROVED | 2023-04-04 |
| VT | RA | APPROVED | 2022-08-17 |
| MI | RA | APPROVED | 2022-05-16 |
| WI | RA | APPROVED | 2022-04-21 |
| NC | RA | APPROVED | 2022-04-01 |
| FL | RA | APPROVED | 2022-03-30 |
| CO | RA | APPROVED | 2022-03-29 |
| PA | RA | APPROVED | 2022-03-29 |
| AR | RA | APPROVED | 2022-03-09 |
| IL | RA | APPROVED | 2022-02-10 |
| GA | RA | APPROVED | 2022-02-09 |
| SC | RA | APPROVED | 2022-02-07 |
| TX | RA | APPROVED | 2022-02-04 |
| VA | RA | APPROVED | 2021-10-22 |
| MD | RA | APPROVED | 2021-09-22 |
| DC | RA | APPROVED | 2021-08-10 |
| MA | RA | APPROVED | 2021-05-25 |
| CA | RA | APPROVED | 2021-05-19 |
| CT | RA | APPROVED | 2021-05-14 |
| NJ | RA | APPROVED | 2021-05-14 |
| NY | RA | APPROVED | 2021-04-30 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Farmingdale, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Drew University | Madison | NJ | 09/2017 | 05/2019 |
| Sunshine Contracting | West Babylon | NY | 05/2015 | 08/2018 |
| Axa Advisors Llc | New York | NY | 09/2019 | 06/2020 |
| Drew University | Madison | NJ | 05/2015 | 05/2019 |
| Unemployed | Farmingdale | NY | 06/2019 | 08/2019 |
| Equitable Advisors, Llc | New York | NY | 09/2019 | 02/2021 |
| Park Avenue Securities | New York | NY | 03/2021 | Present |
| Guardian Life Insurance | New York | NY | 02/2021 | Present |
| Guardian Life Insurance Company | Farmingdale | NY | 06/2024 | Present |
| Park Avenue Securities | Farmingdale | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
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