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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-10 |
| OK | RA | APPROVED | 2026-03-18 |
| WA | RA | APPROVED | 2025-01-06 |
| CA | RA | APPROVED | 2021-07-21 |
Branch Locations
3350 Shelby Street Suite 330, Ontario, CA 91764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 08/2018 | Present |
| California Baptist University | Riverside | CA | 08/2017 | 05/2018 |
| Hdl | Diamond Bar | CA | 04/2017 | 08/2017 |
| California Baptist University | Riverside | CA | 08/2016 | 05/2017 |
| Mwa Financial Services Inc | Rock Island | IL | 09/2019 | Present |
| Unemployed | Placentia | CA | 06/2018 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-14 |
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