Adrian Nagy

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-02-28

NC RA
APPROVED

Since 2024-02-28

Branch Locations

Cleveland, NC • United States

7930 W Kenton Circle Suite 250, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Army Reserves	Fayetteville	NC	09/2014	Present
Steinhafels	Waukesha	WI	10/2017	03/2019
Ge Healthcare G4S	Waukesha	WI	08/2016	05/2017
Mitchell Hamline School Of Law	St. Paul	MN	08/2015	08/2018
Incheck	Milwaukee	WI	05/2017	10/2017
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2019	03/2023
Northwestern Mutual Investment Services Llc	Huntersville	NC	08/2019	03/2023
Northwestern Mutual Wealth Management Company	Huntersville	NC	05/2022	03/2023
Mml Investors Services	Huntersville	NC	05/2023	Present
Massmutual Life Insurance Co.	Huntersville	NC	04/2023	Present

09/2014 → Present

Army Reserves

Fayetteville, NC
10/2017 → 03/2019

Steinhafels

Waukesha, WI
08/2016 → 05/2017

Ge Healthcare G4S

Waukesha, WI
08/2015 → 08/2018

Mitchell Hamline School Of Law

St. Paul, MN
05/2017 → 10/2017

Incheck

Milwaukee, WI
09/2019 → 03/2023

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2019 → 03/2023

Northwestern Mutual Investment Services Llc

Huntersville, NC
05/2022 → 03/2023

Northwestern Mutual Wealth Management Company

Huntersville, NC
05/2023 → Present

Mml Investors Services

Huntersville, NC
04/2023 → Present

Massmutual Life Insurance Co.

Huntersville, NC

Other Businesses

1)Name: Army Reserves, Inv Rel: N Addr: 3555 Owen Dr, Fayetteville NC 28306, Nature: Military- Army National Guard, Position: Officer, Start: 09/10/2014, No Hr/Mo; 72 No Hr/Mo Dur trading: 16, Duties: Leading soldiers 2)Name: Adrian Nagy, Inv Rel: Y Addr: @ residential address on file Nature: Outside Insurance, Position: Financial Advisor, Start: 10/29/2024, No Hr/Mo: 3 No Hr/Mo Dur trading:0 Duties: Life, Disability, Long-term care & Fixed annuities. 3)Name: Valor Claims Consulting , LLC/Honor Claims Consulting, Inv Rel: Y Addr: @ residential address Nature: Consulting, Position: Owner, Start: 7/9/2025, No Hr/Mo:10 No Hr/Mo Dur Trading: 0 Duties: Assisting veterans with navigating the difficult bureaucracy of the VA system to get them the benefits they deserve.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-02-17
S63	Uniform Securities Agent State Law Examination	2022-04-22

S66 Uniform Combined State Law Examination

2024-02-17
S63 Uniform Securities Agent State Law Examination

2022-04-22

Other Names

Adrian Nagy

View on SEC IAPD