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Current Employers
Anchor Bay Capital, Inc.

5780 Fleet St. Suite 308, Carlsbad, CA 92008 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-12-23
CA RA APPROVED 2024-12-20
WA RA APPROVED 2024-12-20
  • UT RA
    APPROVED
    Since 2024-12-23
  • CA RA
    APPROVED
    Since 2024-12-20
  • WA RA
    APPROVED
    Since 2024-12-20

Branch Locations

5780 Fleet St. Suite 308, Carlsbad, CA 92008 • United States

Anchor Bay Private Wealth Llc

5780 Fleet Street Suite 308, Carlsbad, CA 92008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-04
  • CA RA
    APPROVED
    Since 2024-03-04

Branch Locations

5780 Fleet Street, Suite 308, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. San Diego CA 08/2019 06/2022
Dba Qce Insurance Solutions Carlsbad CA 06/2017 Present
Independent Contractor At James M Morrison Insurance Carlsbad CA 08/2011 06/2017
Prudential Insurance Company Of America San Diego CA 02/2020 06/2022
Anchor Bay Private Wealth Llc Carlsbad CA 03/2024 Present
James Morrison Insurance Services Carlsbad CA 06/2022 10/2024
  • 08/2019 → 06/2022
    San Diego, CA
  • 06/2017 → Present
    Dba Qce Insurance Solutions
    Carlsbad, CA
  • 08/2011 → 06/2017
    Independent Contractor At James M Morrison Insurance
    Carlsbad, CA
  • 02/2020 → 06/2022
    Prudential Insurance Company Of America
    San Diego, CA
  • 03/2024 → Present
    Carlsbad, CA
  • 06/2022 → 10/2024
    James Morrison Insurance Services
    Carlsbad, CA
Previous Registrations
Other Businesses

*Name of Business: QUALIFIED CONSUMER EXCHANGE, INC. - DBA QCE INSURANCE SOLUTIONS * INVESTMENT RELATED: No * ADDRESS: 1337 Verbena Court, San Diego CA 92011, United States * NATURE OF BUSINESS: Was my corporation being used to sell health insurance and am now dissolving corporation in order to work full-time for Prudential as an FPA * POSITION: Owner/President * NATURE: Finance and Insurance * START DATE: 06/01/2017 * NUMBER OF HOURS PER MONTH: 1 * DESCRIPTION: Quoting health insurance, presenting, enrolling applicants and helping with new hires and terminated employees to have them enroll on new plans and/or understand benefits, etc. Work with company owners and HR managers to understand the benefits available to them, and how to utilize their coverages , etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
S63 Uniform Securities Agent State Law Examination 2020-02-06
  • S66 Uniform Combined State Law Examination
    2021-10-15
  • S63 Uniform Securities Agent State Law Examination
    2020-02-06
Other Names
  • Stacey Lynn Fullmer
  • Stacey Lynn Miley
  • Stacey Lynn Buchholtz
  • Stacey L Buchholtz

View on SEC IAPD

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