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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Overland Park, KS • United States
11200 Nall Avenue, Overland Park, KS 66211-1233 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cavalier Baseball Club | Overland Park | KS | 05/2018 | 03/2020 |
| Emporia State University | Emporia | KS | 08/2017 | 05/2019 |
| Johnson County Community College | Overland Park | KS | 08/2015 | 05/2017 |
| Johnson County Community College | Overland Park | KS | 06/2017 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 09/2019 | 03/2020 |
| Fidelity Brokerage Services Llc | Overland Park | KS | 03/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-23 |
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