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Riley James Modesitt

Rbc Capital Markets, LLC

Indianapolis, IN

Westfield, IN

CRD 7172790

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-16
IN RA APPROVED 2025-12-12
  • TX RA
    APPROVED_RES
    Since 2025-12-16
  • IN RA
    APPROVED
    Since 2025-12-12

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Butler University Indianapolis IN 08/2016 05/2020
Rhinoshield Indianapolis IN 06/2017 08/2017
Pace Financial Fishers IN 11/2017 08/2018
Kappa Alpha Theta Indianapolis IN 08/2018 09/2019
First Merchants Corp. Indianapolis IN 05/2019 08/2019
Ameriprise Financial Indianapolis IN 09/2019 03/2020
Shipt Fishers IN 06/2020 09/2020
Door Dash Fishers IN 08/2020 09/2020
Unemployed Fishers IN 09/2020 11/2020
Equitable Advisors, Llc New York NY 11/2020 12/2025
Rbc Capital Markets, Llc Indianapolis IN 12/2025 Present
  • 08/2016 → 05/2020
    Butler University
    Indianapolis, IN
  • 06/2017 → 08/2017
    Rhinoshield
    Indianapolis, IN
  • 11/2017 → 08/2018
    Pace Financial
    Fishers, IN
  • 08/2018 → 09/2019
    Kappa Alpha Theta
    Indianapolis, IN
  • 05/2019 → 08/2019
    First Merchants Corp.
    Indianapolis, IN
  • 09/2019 → 03/2020
    Ameriprise Financial
    Indianapolis, IN
  • 06/2020 → 09/2020
    Shipt
    Fishers, IN
  • 08/2020 → 09/2020
    Door Dash
    Fishers, IN
  • 09/2020 → 11/2020
    Unemployed
    Fishers, IN
  • 11/2020 → 12/2025
    Equitable Advisors, Llc
    New York, NY
  • 12/2025 → Present
    Rbc Capital Markets, Llc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-29
  • S66 Uniform Combined State Law Examination
    2021-04-29
Other Names
  • Rj Modesitt
  • Riley J Modesitt

View on SEC IAPD

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