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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-05
  • IL RA
    APPROVED
    Since 2025-06-05

Branch Locations

1901 Butterfield Road Suite 100, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Burr Ridge IL 08/2019 01/2023
J.P. Morgan Securities Llc Burr Ridge IL 08/2019 01/2023
The Standard Market, Llc Naperville IL 06/2018 10/2018
Illinois State University Normal IL 08/2013 05/2019
Chipotle Bloomington-Normal IL 08/2016 04/2017
Raymond James Financial Services, Inc. Downers Grove IL 02/2023 08/2023
Kane Wealth Downers Grove IL 02/2023 08/2023
Merrill Lynch, Pierce, Fenner & Smith Inc. Oak Brook IL 08/2023 05/2025
Bank Of America, N.A. Oak Brook IL 09/2023 05/2025
Raymond James Financial Services, Inc. Downers Grove IL 06/2025 Present
Raymond James Financial Services Advisors, Inc. Downers Grove IL 06/2025 Present
  • 08/2019 → 01/2023
    Jpmorgan Chase Bank, N.A.
    Burr Ridge, IL
  • 08/2019 → 01/2023
    J.P. Morgan Securities Llc
    Burr Ridge, IL
  • 06/2018 → 10/2018
    The Standard Market, Llc
    Naperville, IL
  • 08/2013 → 05/2019
    Illinois State University
    Normal, IL
  • 08/2016 → 04/2017
    Chipotle
    Bloomington-Normal, IL
  • 02/2023 → 08/2023
    Raymond James Financial Services, Inc.
    Downers Grove, IL
  • 02/2023 → 08/2023
    Kane Wealth
    Downers Grove, IL
  • 08/2023 → 05/2025
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Oak Brook, IL
  • 09/2023 → 05/2025
    Bank Of America, N.A.
    Oak Brook, IL
  • 06/2025 → Present
    Raymond James Financial Services, Inc.
    Downers Grove, IL
  • 06/2025 → Present
    Downers Grove, IL
Previous Registrations
Other Businesses

(1)Name of Business: hololedger llc Address: 4320 Bronk Corner, PLAINFIELD, IL, 60586-7807, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/08/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and managing member responsible for inventory sourcing, wholesale purchasing, resale operations, marketplace sales, fulfillment, for collectible trading card and hobby merchandise resale business. (2)Name of Business: Kane Wealth Group Address: 1901 Butterfield Rd Ste 100, Downers Grove, IL, 60515-7915, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/05/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Work with Dave Kane as a junior financial advisor, my role is to help assist clients with financial planning and retirement planning. I work with clients along side Dave conducting meetings, reaching out proactively to current clients as well as prospective clients. Licensed advisor, RJFS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-28
S63 Uniform Securities Agent State Law Examination 2019-10-17
  • S66 Uniform Combined State Law Examination
    2023-06-28
  • S63 Uniform Securities Agent State Law Examination
    2019-10-17
Other Names
  • Mark Pomeroy

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