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Current Employers
Abound Financial

4180 Douglas Blvd Suite 200, Granite Bay, CA 95746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-18
CA RA APPROVED 2023-09-08
  • TX RA
    APPROVED
    Since 2024-01-18
  • CA RA
    APPROVED
    Since 2023-09-08

Branch Locations

4180 Douglas Blvd Suite 200, Granite Bay, CA 95746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Placer Unified School District Lincoln CA 08/2007 07/2019
Fidelity Investments Folsom CA 08/2019 03/2020
Lpl Financial, Llc Granite Bay CA 03/2020 Present
Wcg Wealth Advisors, Llc Granite Bay CA 03/2020 12/2023
Abound Financial Granite Bay CA 09/2023 Present
  • 08/2007 → 07/2019
    Western Placer Unified School District
    Lincoln, CA
  • 08/2019 → 03/2020
    Fidelity Investments
    Folsom, CA
  • 03/2020 → Present
    Lpl Financial, Llc
    Granite Bay, CA
  • 03/2020 → 12/2023
    Wcg Wealth Advisors, Llc
    Granite Bay, CA
  • 09/2023 → Present
    Granite Bay, CA
Previous Registrations
Other Businesses

1. 3/12/2020 - ABOUND FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 08/20/2025- Kerux Financial- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 08/13/2025- 160 Hours Per Month- 5 Hours During Trading 4. 08/20/2025- KERUX- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 08/13/2025-160 Hours Per Month- 5 Hours During Trading 5. 08/20/2025- Kerux, LLC- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 08/13/2025- 160 Hours Per Month/ 5 Hours During Trading- I provide investment advisory services through Kerux, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
  • S66 Uniform Combined State Law Examination
    2019-11-25
Designations

View on SEC IAPD

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