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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-29 |
| TX | RA | APPROVED_RES | 2009-03-27 |
| NJ | RA | APPROVED | 2006-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | York | PA | 04/2005 | Present |
I*36536 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HEATHER BAKER FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: C/O LINDA HARTMAN, 678 OLD HANOVER RD SPRING GROVE, PENNSYLVANIA 17362 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 40330 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RAISE MONEY FOR FAMILIES WITH CANCER IN HONOR OF HEATHER BAKER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-02 |
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