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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-12-06
  • KY RA
    APPROVED
    Since 2024-12-06

Branch Locations

6801 Alexandria Pike, Alexandria, KY 41001 • United States

280 Ridgeway, Falmouth, KY 41040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 02/2017 Present
Service First Logistics Cincinnati OH 08/2015 02/2017
Fifth Third Securities Cincinnati OH 08/2022 Present
Fifth Third Securities Cincinnati OH 08/2019 11/2019
  • 02/2017 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 08/2015 → 02/2017
    Service First Logistics
    Cincinnati, OH
  • 08/2022 → Present
    Fifth Third Securities
    Cincinnati, OH
  • 08/2019 → 11/2019
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-06
S63 Uniform Securities Agent State Law Examination 2023-02-28
  • S65 Uniform Investment Adviser Law Examination
    2024-12-06
  • S63 Uniform Securities Agent State Law Examination
    2023-02-28

View on SEC IAPD

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