Tyler Alexander Small

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2022-10-20

ME RA
APPROVED

Since 2022-10-20

Branch Locations

3 Atlantic Ave, Stonington, ME 04681 • United States

9 Tenney Hill Rd, Blue Hill, ME 04614 • United States

19 Water St, Castine, ME 04421 • United States

80 Exchange Street, Bangor, ME 04401 • United States

90 Main St, Bucksport, ME 04416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Bangor	ME	09/2019	09/2022
Northeast Technical Institute	Bangor	ME	06/2018	09/2019
Wayfair	Bangor	ME	03/2018	06/2018
Infinity Federal Credit Union	Bangor	ME	05/2016	03/2018
Lpl Financial Llc	Bangor	ME	10/2022	Present
Camden National Bank	Bangor	ME	09/2022	Present

09/2019 → 09/2022

Morgan Stanley Smith Barney Llc

Bangor, ME
06/2018 → 09/2019

Northeast Technical Institute

Bangor, ME
03/2018 → 06/2018

Wayfair

Bangor, ME
05/2016 → 03/2018

Infinity Federal Credit Union

Bangor, ME
10/2022 → Present

Lpl Financial Llc

Bangor, ME
09/2022 → Present

Camden National Bank

Bangor, ME

Previous Registrations

2021-10-25 → 2022-10-04

Morgan Stanley

Bangor, ME

Other Businesses

1)10/19/2022 - Camden Financial Consultants - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/19/2022 - Notary - State of ME - Inv Rel

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-15

S66 Uniform Combined State Law Examination

2021-10-15

Other Names

Tyler Small

View on SEC IAPD