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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-12-11 |
| TX | RA | APPROVED | 2020-12-11 |
Branch Locations
1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Philadelphia | PA | 09/2019 | 12/2020 |
| Arangio & George Llp | Philadelphia | PA | 11/2017 | 08/2019 |
| Spector Gadon & Rosen | Philadelphia | PA | 08/2016 | 12/2016 |
| Entourage Properties, Llc | Plymouth Meeting | PA | 01/2012 | 01/2020 |
| Drexel University Thomas R. Kline School Of Law | Philadelphia | PA | 09/2013 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Philadelphia | PA | 12/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2024 | Present |
* 488817 : Trust; Investment related : Yes; Ocean City; New Jersey; Trust; Trustee/Co-Trustee; 04/2019; During business hours: 0; After business hours: 0 *502379 - Trust; Investment related Yes; Ocean City, New Jersey; Agent/Personal Representative, Successor Role , Trustee/Co-Trustee; 04/2019; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-02 |
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