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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-27 |
| ND | RA | APPROVED | 2020-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Bismarck | ND | 09/2019 | Present |
| Northwestern Oklahoma State University | Alva | OK | 08/2012 | 04/2017 |
| Lako Excavating | Arthur | ND | 04/2017 | 09/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2020 | Present |
1. *456448- Professional Rodeo Cowboys Association; Investment related No; COlorado Springs, Colorado; Recreation; Contestant (proprietor, partner, officer, director, employee, trustee, agent); 03/2015; During business hours: 0; After business hours: 20; 2. *544103 - Lako Holdings LLC; Investment related Yes; Mandan, North Dakota; My wifes a travel agent this is her LLC; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 1; Administrative. *639407- Horse sales buy and sell horses as hobby; Investment related: No; Mandan, North Dakota; Agriculture; We have horses and sell a few each year. this is not a profitable business or business at all just a hobby. (proprietor, partner, officer, director, employee, trustee, agent); 01/2018; During business hours: 0; After business hours: 21; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-21 |
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