Hannah Elizabeth Thomas

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 04/2017 → 07/2019
  Sweet Cream
  Columbia, SC
• 08/2016 → 05/2019
  University Of South Carolina
  Columbia, SC
• 08/2017 → 11/2017
  Raycom Media
  Columbia, SC
• 10/2016 → 12/2016
  Ruffal-Noel Levitz
  Columbia, SC
• 08/2019 → 05/2021
  Equitable Advisors, Llc
  New York, NY
• 05/2021 → 09/2021
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 09/2021 → Present
  Ubs Financial Services
  Charlotte, NC

Previous Registrations

• 2021-06-09 → 2021-10-04
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2019-10-24 → 2021-05-03
  Equitable Advisors, Llc
  Charlotte, NC

Other Businesses

1) Name of Business: Petit Philippe Fine Wine./ Address: 2820 Selwyn Ave #160CharlotteNorth CarolinaUnited States./ Investment Related: No./ Role: Educating customers about wine offerings, selling wine./ Start Date: 10/10/2022./ Time Required: No.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-16

Other Names

• Hannah Thomas