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Jacob Rams

Ubs Financial Services Inc.

Brookfield, WI

CRD 7171682

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-25
  • WI RA
    APPROVED
    Since 2021-10-25

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nike Johnson Creek WI 02/2017 10/2017
Bank Five Nine Oconomowoc WI 06/2019 09/2019
Oconomowoc School District Oconomowoc WI 10/2017 05/2021
Ubs Brookfield WI 09/2019 Present
Full-Time Student Oconomowoc WI 09/2005 07/2021
  • 02/2017 → 10/2017
    Nike
    Johnson Creek, WI
  • 06/2019 → 09/2019
    Bank Five Nine
    Oconomowoc, WI
  • 10/2017 → 05/2021
    Oconomowoc School District
    Oconomowoc, WI
  • 09/2019 → Present
    Ubs
    Brookfield, WI
  • 09/2005 → 07/2021
    Full-Time Student
    Oconomowoc, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-23
  • S66 Uniform Combined State Law Examination
    2021-10-23
Other Names
  • Jacob Dean Rams

View on SEC IAPD

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