Teresa Lockbaum

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 10/2019
  Homemaker
  Hudson, WI
• 02/2016 → 11/2016
  Ltcg
  Woodbury, MN
• 10/2019 → 06/2021
  Thrivent Investment Management Inc
  Hudson, WI
• 11/2019 → 06/2021
  Thrivent Financial
  Appleton, WI
• 06/2021 → 12/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2021 → 12/2022
  Thrivent Advisor Network D/B/A Landmark Wealth
  Hudson, WI
• 12/2022 → 06/2025
  Lpl Financial Llc
  Hudson, WI
• 12/2022 → Present
  Wealth Enhancement Advisory Services
  Hudson, WI
• 12/2022 → Present
  Wealth Enhancement Group
  Hudson, WI
• 12/2022 → Present
  Wealth Enhancement Brokerage Services
  Hudson, WI

Previous Registrations

• 2021-06-11 → 2022-08-15
  Thrivent Advisor Network, Llc
  Hudson, WI
  Minneapolis, MN
• 2020-01-02 → 2021-06-09
  Thrivent Investment Management Inc.
  Hudson, WI
  Golden Valley, MN

Exams

• S66 Uniform Combined State Law Examination
  2019-12-30

Other Names

• Teresa Kay Mayer
• Teresa Kay Lockbaum