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Position Wealth CRD 325116
$242M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2001 Timberloch Place Suite 500, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-25 |
| UT | RA | APPROVED | 2024-07-25 |
| FL | RA | APPROVED | 2023-06-28 |
| CA | RA | APPROVED | 2023-03-02 |
| LA | RA | APPROVED | 2023-03-02 |
| TX | RA | APPROVED | 2023-03-02 |
Branch Locations
2001 Timberloch Place Suite 500, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | The Woodlands | TX | 04/2010 | 09/2019 |
| Tcwp Llc Dba Position Wealth | The Woodlands | TX | 09/2019 | 05/2023 |
| Position Wealth Llc | The Woodlands | TX | 02/2023 | Present |
Rotary Club of Harris County Medical Center; not investment related; 510 Longview Drive, Sugar Land, TX 77478; a charity; Board Member/Treasurer, start date 3rd/ 4th Quarter 2021; I devote 4 to 8 hours per month to this business; zero hours during securities trading hours; My duties include maintaining records of all monies received, sending invoices and collecting funds for all events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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