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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-28
  • NY RA
    APPROVED
    Since 2023-03-28

Branch Locations

325 Route 100, Somers, NY 10589 • United States

375 Route 303, Orangeburg, NY 10962 • United States

729 Saw Mill River Rd, Ardsley, NY 10502 • United States

44 West Route 59, Nanuet, NY 10954 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Yonkers NY 10/2006 09/2019
Jpmorgan Chase Bank Na Orangeburg NY 09/2019 03/2021
Jpmorgan Securities Llc. Orangeburg NY 09/2019 03/2021
Jpmorgan Securities, Llc Orangeburg NY 03/2021 06/2022
Jpmorgan Chase Bank, N.A. Orangeburg NY 03/2021 06/2022
Jpmorgan Chase Bank, N.A. Yonkers NY 06/2022 03/2023
Lpl Financial Llc Ardsley NY 03/2023 Present
Webster Investments Ardsley NY 03/2023 Present
  • 10/2006 → 09/2019
    Jp Morgan Chase Bank Na
    Yonkers, NY
  • 09/2019 → 03/2021
    Jpmorgan Chase Bank Na
    Orangeburg, NY
  • 09/2019 → 03/2021
    Jpmorgan Securities Llc.
    Orangeburg, NY
  • 03/2021 → 06/2022
    Jpmorgan Securities, Llc
    Orangeburg, NY
  • 03/2021 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Orangeburg, NY
  • 06/2022 → 03/2023
    Jpmorgan Chase Bank, N.A.
    Yonkers, NY
  • 03/2023 → Present
    Ardsley, NY
  • 03/2023 → Present
    Webster Investments
    Ardsley, NY
Previous Registrations
Other Businesses

1) 03/07/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment related - At reported business location(s). 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-17
  • S66 Uniform Combined State Law Examination
    2019-12-17
Other Names
  • Gina Marie Iazzetti
  • Gina Marie Diaz
  • Gina M Diaz

View on SEC IAPD

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