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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-17 |
| CT | RA | APPROVED | 2023-04-03 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Darien | CT | 08/2019 | 04/2020 |
| Unemployed | Stamford | CT | 05/2019 | 08/2019 |
| Athletic Brewing Company | Stratford | CT | 03/2019 | 05/2019 |
| Counter Weight Brewing Company | Hamden | CT | 06/2018 | 03/2019 |
| Silver Hill Hospital | New Canaan | CT | 07/2015 | 06/2018 |
| Uunemployed | Stamford | CT | 04/2020 | 08/2020 |
| Oppenheimer & Co. Inc | Stamford | CT | 08/2020 | 03/2023 |
| Morgan Stanley | Stamford | CT | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-26 |
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