Adam Ran Baker

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 11/2020
  Td Ameritrade
  Southlake, TX
• 03/2019 → 08/2019
  Gozova
  Fort Worth, TX
• 06/2017 → 08/2017
  Rockin' S Bar & Grill
  Little Elm, TX
• 08/2016 → 05/2020
  Texas Christian University
  Fort Worth, TX
• 11/2020 → 06/2021
  Robinhood Financial, Llc
  Southlake, TX
• 06/2021 → 12/2021
  Nexpoint Securities, Inc
  Dallas, TX
• 12/2021 → 09/2022
  Unemployed
  Dallas, TX
• 09/2022 → 09/2023
  Hilltop Securities Inc.
  Dallas, TX
• 03/2026 → Present
  Fisher Investments
  Plano, TX
• 04/2025 → 12/2025
  Capital B Llc
  Aubrey, TX
• 12/2025 → 01/2026
  Unemployed
  Dallas, TX
• 09/2023 → 04/2025
  Unemployed
  Dallas, TX

Previous Registrations

• 2022-09-30 → 2023-09-01
  Hilltop Securities Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

Name of businesses: Capital B LLC, Capital B Strategies LLC, Capital B Partners LP (All businesses are related) Businesses are not investment-related as of December 2025 Address: 1509 Sampson Lane, Aubrey, TX 76227 Nature of businesses: Inactive legal entities, former hedge fund entities Position (In all 3 entities): Founder Start date: 04/2025 Hours: 0 Hours During securities trading hours: 0 Hours Duties: None, N/A. Fund was closed as of December 2025, and the remaining entities are soon to be closed with respective Secretaries of State. the name of the other business; Serve & Savour, LLC whether the business is investment-related; the address of the other business; 4210 County Road 413, Melissa, TX 75454 the nature of the other business; Catering your position; Wait Staff title, or relationship with the other business; Wait Staff the start date of your relationship; 02/04/2026 the approximate number of hours/month you devote to the other business;8 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business;Assist in food delivery & service for events such as weddings, birthdays, and other catered events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-15
• S63 Uniform Securities Agent State Law Examination
  2020-08-07

Other Names

• Adam Ran Baker
• Adam Baker