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Current Employers
Mariner Institutional, Llc

531 W Morse Blvd Suite 200, Winter Park, FL 32789 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-10-30
MO RA APPROVED 2024-10-30
  • KS RA
    APPROVED
    Since 2024-10-30
  • MO RA
    APPROVED
    Since 2024-10-30

Branch Locations

5700 W. 112Th St. Suite 500, Overland Park, KS 66211 • United States

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-08-29
  • KS RA
    APPROVED
    Since 2019-08-29

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Overland Park KS 05/2018 08/2019
Mariner Wealth Advisors Overland Park KS 08/2019 Present
Grandstand Glassware & Apparel Lawrence KS 05/2017 08/2017
Crooked River Vineyard Richmond MO 05/2015 09/2016
Unemployed/Student Fairway KS 08/2009 05/2018
Mariner Institutional Winter Park FL 10/2024 Present
  • 05/2018 → 08/2019
    Mariner Wealth Advisors
    Overland Park, KS
  • 08/2019 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 05/2017 → 08/2017
    Grandstand Glassware & Apparel
    Lawrence, KS
  • 05/2015 → 09/2016
    Crooked River Vineyard
    Richmond, MO
  • 08/2009 → 05/2018
    Unemployed/Student
    Fairway, KS
  • 10/2024 → Present
    Mariner Institutional
    Winter Park, FL
Other Businesses

KEESH GOGGLES, LLC 4308 BROOKRIDGE DRIVE, FAIRWAY, KS 66205; NOT INVESTMENT RELATED; CO-FOUNDER OF E-COMMERCE SUNGLASS/APPAREL STORE; START DATE 03/2016; 12 HRS/MONTH AND 0 DURING SECURITIES TRADING HOURS. Mariner Wealth Advisors; 5700 W. 112th St. Suite 500 Overland Park, KS 66211; Investment Related, Investment Advisor Representative, 40 HRS/WK during securities hours. Mariner Institutional; 531 West Morse Ave. Ste. 200 Winter Park, FL 32789, Investment related, Investment Advisor Representative ; 40 HR/WK during securities hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-29
  • S65 Uniform Investment Adviser Law Examination
    2019-08-29

View on SEC IAPD

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